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Society for Human Resource Management (SHRM) Practice Exam 1A
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Correct Answer: D. Provide training to department managers on the role of HRBPs and ensure they are involved in key workforce planning discussions. Explanation: To successfully implement the HRBP model, training managers on HRBP roles and involving them in workforce planning (D) is essential. HRBPs serve as strategic partners rather than decision-makers, so fostering collaboration ensures that workforce decisions align with business strategy and compliance requirements such as ADA, FMLA, and state labor laws. Option (A) is incorrect because forcing HRBP approval for all decisions undermines managerial autonomy and slows operations. Option (C) is incorrect because limiting HRBPs to employee relations reduces their strategic value. Option (D) is incorrect because HRBPs must work collaboratively with business leaders rather than developing HR policies in isolation.
Correct Answer: C Explanation: The correct answer is (C) because role-based access controls (RBAC) restrict access to sensitive data based on job roles, ensuring that only authorized personnel can view or modify employee information. This approach aligns with data privacy laws such as HIPAA (for health-related data) and CCPA (for personal data protection). (A) is incorrect because broad access increases the risk of unauthorized data exposure. (B) is incorrect because using a single shared login violates security best practices and makes tracking access difficult. (D) is incorrect because allowing personal device downloads increases the risk of data breaches.
Correct Answer: B. Implementing a talent acquisition strategy that includes workforce forecasting, internal mobility programs, and skills gap analysis. Explanation: Workforce forecasting, internal mobility programs, and skills gap analysis (B) help HR align human capital management with business goals by ensuring that the right talent is available for critical business operations. Waiting to hire (A) risks talent shortages at a crucial time. Relying only on contract workers (C) can lead to instability and knowledge loss. Freezing promotions and salary increases (D) may demotivate employees and hinder retention, impacting long-term business success.
Correct Answer: A. Partnering with nursing schools to create an internship-to-hire pipeline. Explanation: Workforce planning must balance short-term needs with long-term sustainability. A talent pipeline with nursing schools ensures continuous staffing replenishment while reducing hiring costs over time (SHRM BoCK: Succession Planning & Talent Pipelines). Option B (increasing patient loads) may violate safe staffing laws and cause burnout. Option C (overtime) is unsustainable and leads to fatigue-related errors. Option D (travel nurses) is a costly short-term fix but not a strategic workforce planning approach.
Correct Answer: B Explanation: The False Claims Act (FCA) (B) protects employees who report fraudulent claims against the federal government from retaliation. Denying a promotion shortly after a whistleblower report can be considered retaliation if the decision was influenced by the report. Option A is incorrect because the EEOC enforces workplace discrimination laws, which do not directly address whistleblower protections. Option C is incorrect because the WARN Act requires advance notice of mass layoffs but does not apply to individual whistleblowers. Option D is incorrect because the FCRA governs credit and background checks but does not protect employees from retaliation.
Correct Answer: B. Develop an upskilling program that includes cashier training modules, hands-on practice, and a competency assessment before employees take on the role. Explanation: The correct answer is (B) because a structured upskilling program ensures that employees are properly trained and assessed before taking on new responsibilities, reducing errors and improving efficiency. SHRM BoCK highlights the importance of competency assessments in upskilling initiatives to ensure employees are adequately prepared for expanded roles. (A) is incorrect because assigning employees to cashier duties without training can lead to mistakes and customer dissatisfaction. (C) is incorrect because randomly rotating employees without assessing their competency may negatively impact customer service. (D) is incorrect because voluntary training without evaluation does not ensure that employees are fully prepared for the role.
Correct Answer: A Explanation: The best way to measure workplace inclusion is to monitor internal promotion rates for diverse employees compared to their peers (A), as equitable career advancement opportunities are a strong indicator of an inclusive culture. This aligns with SHRM BoCK best practices and helps identify barriers to leadership progression for underrepresented employees. (B) is incorrect because training attendance alone does not measure behavioral or cultural change. (C) is incorrect because manager reports may not provide objective, standardized data on inclusion effectiveness. (D) is incorrect because while pay equity is crucial, it does not fully assess engagement and belonging in the workplace.
Correct Answer: C. Conducting new hire surveys and holding focus groups to gather feedback on the onboarding experience. Explanation: Collecting direct feedback from new hires through surveys and focus groups helps HR identify gaps in onboarding and make continuous improvements (SHRM BoCK: Onboarding Metrics & Program Evaluation). (A) Employee feedback provides insights on engagement, role clarity, and cultural integration. (B) Turnover rates alone do not capture the full picture, as other factors influence retention. (C) Focusing only on compliance paperwork does not measure engagement, productivity, or cultural adaptation. (D) Assuming success based on lack of complaints ignores potential issues that employees may not openly express.
Correct Answer: C. Review sales data, conduct employee surveys, and observe interactions with customers to identify specific areas for improvement. Explanation: The correct answer is (C) because combining data analysis, employee feedback, and direct observation allows HR to gain a well-rounded understanding of where new employees struggle, leading to a targeted training approach. SHRM BoCK highlights the importance of using multiple data sources in training needs assessments to ensure accuracy. (A) is incorrect because simply repeating the existing training may not address specific deficiencies. (B) is incorrect because informal mentoring lacks structure and does not guarantee systematic skill development. (D) is incorrect because while a knowledge test may assess theoretical understanding, it does not capture real-world sales performance challenges.
Correct Answer: A Explanation: A well-structured communication plan (A) ensures employees receive consistent messages, understand the integration process, and have opportunities to provide feedback. This approach fosters a sense of inclusion and alignment. Delaying communication (B) increases uncertainty and disengagement. Focusing only on the acquiring company’s employees (C) alienates the acquired workforce and creates resistance to integration. A one-time announcement (D) is insufficient for managing the complexities of a merger and keeping employees informed.
Correct Answer: A Explanation: Conducting a job analysis (A) is the correct response because FLSA classifies employees based on job duties, not job titles or salary alone. To be exempt, employees must primarily perform managerial duties, such as supervising staff, making hiring decisions, and exercising discretion in business operations. Simply having “manager” in their title (B) does not justify exempt status. Paying additional compensation (C) does not address misclassification and may lead to FLSA violations. Forcing employees to take on additional managerial duties (D) after classification errors are identified does not retroactively correct misclassification issues.
Correct Answer: C Explanation: The court will determine whether the arbitration policy was clearly communicated and agreed upon (C). While arbitration clauses in employee handbooks can sometimes be enforceable, courts often require evidence that the employee was aware of and explicitly agreed to arbitration, such as signing an acknowledgment form. Option A is incorrect because handbook policies alone may not constitute a binding agreement without the employee’s explicit consent. Option B is incorrect because a separate signed agreement is not always required, but enforceability depends on state laws and contract principles. Option D is incorrect because employment duration does not affect arbitration rights.
Correct Answer: D. Administering the lifting test to all candidates equally and focusing only on job-related abilities. Explanation: Under the ADA, physical ability tests must be job-related and applied consistently to all applicants (SHRM BoCK: ADA & Physical Job Requirements). Option B (selecting based on appearance) introduces discriminatory bias. Option C (asking about medical conditions) violates ADA restrictions on pre-employment medical inquiries. Option D (providing accommodations only when disclosed) is incorrect because employers must provide accommodations when necessary, not only when proactively disclosed.
Correct Answer: A Explanation: HR must ensure that the executive has the appropriate work visa and provide a tax equalization package to maintain financial stability during the move (A). Work authorization is mandatory for foreign nationals, and tax equalization ensures that the executive does not experience financial hardship due to differences in tax rates between Germany and the U.S. Allowing the executive to enter on a tourist visa (B) is illegal, as work activities are not permitted under such visas. Requiring the executive to handle their own visa and tax obligations (C) disregards best practices in global mobility management and could lead to compliance issues. Enrolling the executive in the U.S. payroll without tax adjustments (D) ignores potential double taxation risks and compliance with German tax laws.
Correct Answer: D. Implementing a structured onboarding and mentoring program that supports employees beyond the first few weeks. Explanation: Early turnover is often linked to poor onboarding and lack of support. (A) A structured onboarding program with mentorship ensures that new employees feel connected, supported, and fully integrated into the organization, reducing turnover (SHRM BoCK: Onboarding & Retention). (B) Delaying benefits may make new employees feel less valued, increasing attrition. (C) Mandating a one-year commitment does not guarantee engagement or satisfaction. (D) Self-guided onboarding can lead to confusion and frustration, resulting in higher early turnover.
Correct Answer: A Explanation: Creating knowledge-sharing programs and mentorship initiatives (A) ensures that critical knowledge is transferred before retirements occur. This approach strengthens the internal talent pipeline and prepares mid-level employees for future leadership roles. Offering financial incentives to delay retirement (B) is a short-term solution that does not address long-term workforce planning. Promoting mid-level employees without adequate preparation (C) may result in a skills gap and operational inefficiencies. Recruiting external talent (D) can be a supplementary strategy, but it should not replace structured knowledge transfer initiatives.
Correct Answer: B Explanation: The best approach is to conduct a job analysis and establish objective performance evaluation criteria (B), ensuring that pay increases align with measurable achievements rather than subjective assessments. This step maintains compliance with labor laws such as the Fair Labor Standards Act (FLSA) while promoting fairness in compensation decisions. Applying the merit component only to new hires (A) may create pay discrepancies and lead to legal challenges. Eliminating seniority-based pay entirely (C) could face resistance from long-tenured employees and unions. Allowing department heads full discretion (D) without standardized criteria can lead to bias and inconsistent pay decisions, increasing legal risks.
Correct Answer: B Explanation: Reminding the manager that intermittent FMLA leave must be granted as long as the employee follows call-in procedures (B) is the correct response, as FMLA allows for intermittent leave when medically necessary. Employers may require employees to follow established call-in procedures, but they cannot deny leave or discipline employees for absences covered by FMLA. Allowing disciplinary action (A) without first determining whether the absences are covered by FMLA could result in retaliation claims. Converting intermittent leave to continuous leave (C) without employee consent would violate FMLA regulations, as intermittent leave must be provided when medically required. Requiring a more detailed doctor’s note (D) is not appropriate unless there is a legitimate reason to question the validity of the initial certification, and excessive requests for documentation may be considered interference with FMLA rights.
Correct Answer: A Explanation: The correct answer is (A) because investigating integration errors and implementing corrective measures ensures compliance with wage laws such as the Fair Labor Standards Act (FLSA), which requires timely payment of wages. HRIS integration must function properly to avoid paycheck delays that could lead to legal penalties. (B) is incorrect because manually issuing paychecks is inefficient and does not address the root cause of the problem. (C) is incorrect because disabling payroll integration removes the benefits of automation and increases administrative workload. (D) is incorrect because allowing discretionary payroll adjustments without structured oversight creates compliance risks and inconsistencies in wage payments.
Correct Answer: A Explanation: Training employees on how to provide specific, actionable feedback ensures that 360-degree evaluations are meaningful and contribute to professional development, making (A) the best option. (B) is incorrect because limiting feedback to only positive comments eliminates opportunities for growth. (C) is incorrect because a simple rating scale lacks depth and does not provide useful insights. (D) is incorrect because reducing reviewers removes the well-rounded perspective that makes 360-degree feedback valuable.
Correct Answer: B. Coaching focuses on specific leadership development goals with structured feedback, while mentorship provides broader career guidance and relationship building. Explanation: The correct answer is (B) because coaching is typically structured, goal-oriented, and designed to improve specific leadership competencies, while mentorship focuses on overall career development and relationship building. SHRM BoCK distinguishes between coaching and mentorship by emphasizing coaching’s structured approach versus mentorship’s long-term guidance. (A) is incorrect because mentorship tends to be longer-term, while coaching is often shorter-term and more targeted. (C) is incorrect because coaching is not limited to executives, and mentorship is not restricted to any level of employees. (D) is incorrect because coaching is highly structured, while mentorship can be both structured and informal depending on the organization’s approach.
Correct Answer: B. Time-to-fill for open positions and first-year turnover rate. Explanation: Time-to-fill (B) measures the efficiency of recruitment, while first-year turnover rate assesses how well new hires integrate into the company, making them essential metrics for tracking talent attraction and retention. The number of gym users (A) is useful for employee wellness but does not relate to recruitment effectiveness. The total number of HR employees (C) is an operational HR metric but does not provide insights into hiring quality. Vacation accrual data (D) is relevant for benefits administration but does not indicate recruitment success.
Correct Answer: C Explanation: Providing targeted education and financial wellness programs (B) is the best approach, as lower-paid employees may not participate due to a lack of understanding of the long-term benefits of retirement savings. ERISA encourages fair access to retirement plans but does not allow discriminatory contributions such as offering higher contributions exclusively to lower-paid employees (A). Requiring all employees to contribute (C) is not permissible, as retirement plan participation must remain voluntary. Limiting employer contributions for higher-paid employees (D) could violate IRS non-discrimination rules, which ensure fair treatment across different income levels.
Correct Answer: A. Implementing leadership training programs that equip managers with better coaching and delegation skills. Explanation: Many managerial turnover issues stem from burnout and lack of leadership development. Training programs that enhance leadership skills—such as coaching, delegation, and conflict resolution—help reduce stress and increase job satisfaction (SHRM BoCK: Leadership & Employee Development). Option B (increasing salaries) is not a long-term solution if burnout persists. Option C (reducing responsibilities) may be inefficient and could shift burdens elsewhere. Option D (employment contracts) is not a legally enforceable solution to burnout-related resignations.
Correct Answer: B Explanation: Hiring seasonal workers, rotating shifts, and ensuring breaks help distribute workload fairly, making (B) the best solution. These measures maintain productivity while preventing excessive stress on employees. (A) is incorrect because increasing work hours leads to further burnout, even with financial compensation. (C) is incorrect because mandatory overtime can increase stress and negatively impact work-life balance. (D) is incorrect because collecting feedback without implementing changes does not address the problem effectively.
Correct Answer: C Explanation: The best approach is to maintain current salaries while offering non-monetary benefits such as flexible work arrangements (A), as these perks can enhance the overall employee value proposition without significantly increasing costs. Non-monetary benefits are increasingly valued in today’s job market and can help offset lower base salaries. Increasing salaries immediately without considering budget impact (B) is unsustainable and may lead to financial instability. Focusing solely on internal promotion opportunities (C) does not address external pay competitiveness and may not attract new talent. Ignoring benchmarking data (D) disregards market realities and can lead to continued hiring difficulties.
Correct Answer: C. The ability to collect and report demographic hiring data for compliance audits. Explanation: ATS platforms must support compliance with EEOC and ADA regulations by tracking and reporting demographic data, ensuring fair hiring practices (SHRM BoCK: Legal & Ethical Talent Selection). Option A (hiding demographic data) helps prevent bias in decision-making, but companies are still legally required to track and report demographic hiring data. Option C (prioritizing underrepresented candidates) may violate Title VII if it results in preferential hiring. Option D (screening out disabled applicants) is illegal under the ADA and would result in serious legal consequences.
Correct Answer: C. Implementing a blended learning approach that includes e-learning modules supplemented by live virtual Q&A sessions with subject-matter experts. Explanation: The correct answer is (C) because a blended learning approach allows employees to access foundational knowledge through e-learning while also benefiting from expert guidance in virtual Q&A sessions. SHRM BoCK recognizes blended learning as an effective method for training complex topics in geographically dispersed organizations. (A) is incorrect because conducting multiple instructor-led sessions is costly and may not be logistically feasible. (B) is incorrect because e-learning alone may not provide the depth of understanding needed for complex regulatory information. (D) is incorrect because self-study without interactive learning does not ensure knowledge retention or application.
Correct Answer: A Explanation: Creating a digital knowledge repository (A) allows the organization to centralize critical information, ensuring that institutional knowledge is retained and accessible even after key employees leave. This strategy supports long-term continuity and knowledge-sharing across teams. Prohibiting employees from leaving (B) is legally questionable and does not address knowledge loss. Implementing an annual test (C) assesses knowledge retention but does not capture or transfer expertise. Assigning knowledge retention solely to managers (D) is insufficient, as it excludes subject-matter experts and creates a bottleneck for information sharing.
Correct Answer: B Explanation: Expanding tuition reimbursement to include non-degree programs (B) aligns with modern workforce trends, as certifications and short-term professional development programs can provide immediate skill enhancement and business impact. Many industries recognize certifications as valuable credentials equivalent to traditional degrees. Restricting reimbursement to only degree programs (A) may exclude employees who benefit from alternative learning paths. Requiring employees to wait five years for reimbursement (C) discourages participation and is not a standard industry practice. Limiting tuition reimbursement to senior employees (D) reduces access to professional development and may create retention challenges for early-career employees.
Correct Answer: A Explanation: Training managers on cross-cultural leadership and promoting flexibility (A) ensures that employees understand different communication and decision-making styles, leading to improved collaboration. Cultural awareness helps managers navigate differences effectively. Requiring a uniform decision-making style (B) disregards cultural diversity and may not be effective for all employees. Assigning work based on cultural similarities (C) restricts collaboration opportunities and contradicts diversity and inclusion efforts. Avoiding discussions on cultural awareness (D) prevents teams from addressing key challenges and learning to work effectively across cultures.
Correct Answer: A Explanation: The "Refreeze" stage solidifies the change by embedding new behaviors into company culture and processes. Integrating hybrid work policies into company practices (A) ensures long-term sustainability of the change. Moving on too quickly (B) without reinforcing the shift can cause employees to revert to old habits. Requiring weekly justifications (C) creates unnecessary bureaucracy and distrust. Additional training (D) may be helpful, but once employees have adapted, reinforcement should focus on policy integration rather than repeated training.
Correct Answer: B Explanation: Ensuring clear eligibility criteria, documentation, and compliance with FLSA and SEC regulations helps maintain fairness and legal compliance, making (B) the best choice. This reduces the risk of discrimination and ensures that incentives are distributed transparently. (A) is incorrect because arbitrary decision-making leads to potential biases and unfair treatment. (C) is incorrect because restricting stock options to executives may prevent broader employee engagement and retention. (D) is incorrect because requiring a waiver before providing legally earned compensation could violate labor laws.
Correct Answer: A Explanation: The correct answer is (A) because HIPAA requires organizations to conduct internal investigations and notify affected individuals when PHI is improperly disclosed. Employers must assess the impact, mitigate risks, and ensure proper security measures are in place. (B) is incorrect because accidental disclosures still require corrective action under HIPAA. (C) is incorrect because confidentiality agreements do not resolve compliance failures or prevent future breaches. (D) is incorrect because disabling HR’s access to medical records is not a practical solution—security controls should be enhanced instead.
Correct Answer: A Explanation: The supervisor failed to keep ongoing records of performance issues (A). Proper documentation requires consistent, contemporaneous records of performance concerns, including coaching sessions, warnings, and improvement plans. Without documentation, an employer may struggle to justify disciplinary actions and could face legal challenges. Option B is incorrect because performance reviews do not require HR investigations unless misconduct or policy violations are alleged. Option C is incorrect because documentation should be objective and include both strengths and areas for improvement. Option D is incorrect because employee performance is typically evaluated by direct supervisors, not a group of employees.
Correct Answer: B Explanation: Engaging in the interactive process (B) is the correct response because the ADA requires employers to evaluate reasonable accommodations on a case-by-case basis. Remote work can be a reasonable accommodation if the employee can perform essential job functions from home. Denying the request outright (A) without considering alternatives may violate the ADA. Requiring the employee to take unpaid leave (C) instead of offering accommodations is not a compliant approach. Automatically approving remote work for all employees (D) is unnecessary, as accommodations are individualized and do not require blanket policy changes.
Correct Answer: A. Absenteeism rate segmented by department, job role, and tenure. Explanation: Segmenting absenteeism rates (A) allows HR to identify trends, pinpoint problem areas, and develop targeted interventions to improve attendance and workforce efficiency. Tracking the number of HR policies (B) does not measure absenteeism trends or provide actionable insights. Employee promotions (C) relate to career growth but not absenteeism. Participation in wellness programs (D) may influence absenteeism but is not a direct measure of the issue.
Correct Answer: B. Conduct stay interviews to understand what current employees value most and adjust policies accordingly. Explanation: Stay interviews are a proactive way to gather employee feedback and make informed retention decisions. (A) Understanding what employees need and adjusting policies accordingly helps companies stay competitive in the labor market (SHRM BoCK: Stay Interviews & Talent Retention). (B) Waiting for market trends to stabilize ignores the current competitive landscape, leading to higher turnover. (C) Strict return-to-office mandates contradict current labor market expectations and may increase resignations. (D) One-time bonuses do not address long-term employee satisfaction, especially when work flexibility is the main concern.
Correct Answer: C. Employee engagement survey scores and participation rates. Explanation: Employee engagement survey scores and participation rates (C) directly measure employee satisfaction, commitment, and feedback on HR initiatives, providing actionable insights to improve workplace culture and performance. The HR-to-employee ratio (A) is a structural metric that does not assess engagement levels. Internal promotion rates (B) are important for career development tracking but do not comprehensively measure engagement. The number of terminations (D) reflects performance management effectiveness rather than engagement.
Correct Answer: A Explanation: Identifying key talent, cultural alignment challenges, and potential redundancies (A) allows HR to develop a strategic workforce integration plan. This minimizes disruptions and aligns employees with business objectives. Forcing employees to reapply (B) creates uncertainty and may increase turnover. Immediately enforcing policies (C) without considering the acquired workforce leads to disengagement. Avoiding discussions (D) fosters uncertainty, increasing resistance and misinformation.
Correct Answer: D Explanation: The best response is to investigate the claim by reviewing promotion and hiring data (A) to determine if systemic discrimination is occurring, aligning with EEOC guidelines and Title VII protections. A thorough investigation can identify whether any implicit bias or disparate impact exists within promotion decisions. (B) is incorrect because even if a company is not required to have an affirmative action plan, it must still comply with EEOC regulations prohibiting discrimination. (C) is incorrect because advising the employee to file an EEOC charge before investigating internally fails HR’s obligation to address workplace concerns proactively. (D) is incorrect because while diversity training is valuable, it does not directly address the specific allegations of discriminatory promotion practices.
Correct Answer: B Explanation: Developing localized HR policies that comply with Japanese labor laws while maintaining the company’s core values (B) ensures legal compliance and smooth workforce integration. Applying U.S. HR policies in Japan (A) disregards local legal frameworks and can lead to labor disputes. Requiring employees to acknowledge U.S. policies (C) does not exempt the company from compliance with Japanese labor laws. A hybrid model with exemptions (D) may create legal inconsistencies and confusion, potentially violating statutory requirements.
Correct Answer: C. Employee net promoter scores (eNPS), absenteeism rates, and internal mobility statistics. Explanation: Predicting turnover risk requires a combination of employee sentiment, behavioral trends, and career progression indicators. (A) Employee net promoter scores (eNPS), absenteeism, and internal mobility help HR identify disengaged employees before they leave (SHRM BoCK: Workforce Analytics & Predictive Retention Models). (B) Industry turnover rates are not organization-specific and may not reflect internal dynamics. (C) Salary increases alone do not account for non-monetary retention factors like job satisfaction and leadership. (D) Tracking external job applications raises privacy concerns and does not predict turnover intent comprehensively.
Correct Answer: C Explanation: HR must repay lost earnings to affected employees and implement procedures to ensure timely deposits (A), as ERISA requires employers to promptly deposit employee contributions into retirement plans. Failing to do so may result in penalties and breaches of fiduciary duty. Simply informing employees of the error (B) does not correct the harm caused by late deposits. Ignoring past missed deposits (C) does not address legal compliance issues. Reducing employer matching contributions (D) does not resolve the violation and could further harm employees’ retirement savings.
Correct Answer: B Explanation: The company could be in violation of FMLA and ADA (B) because terminating an employee shortly after they request medical leave could be seen as retaliation or discrimination. The FMLA protects employees who take qualified medical leave, and the ADA prohibits discrimination against employees with disabilities, including those requiring medical accommodations. Even in an at-will employment state, employers cannot terminate employees for reasons that violate federal laws. Option A is incorrect because at-will employment does not allow termination for discriminatory or retaliatory reasons. Option C is incorrect because the FLSA governs wage and hour laws, not medical leave or disability protections. Option D is incorrect because the NLRA protects collective bargaining rights, which is not relevant in this scenario.
Correct Answer: B Explanation: Personalized thank-you notes and public recognition reinforce positive behaviors and create a culture of appreciation, making (B) the best choice. Non-monetary incentives should be meaningful and tailored to employee preferences to enhance motivation and engagement. (A) is incorrect because while trading bonuses for time off can be an option, it does not represent a true non-monetary recognition initiative. (C) is incorrect because reducing salaries to fund non-monetary rewards is likely to cause dissatisfaction and turnover. (D) is incorrect because eliminating performance-based bonuses removes a key motivator and may negatively impact employee engagement.
Correct Answer: A Explanation: The correct answer is (A) because GDPR requires transparency in data processing, meaning employees must be informed about how their personal data is used, including sharing with third parties. Consent may be required depending on the nature of the processing. (B) is incorrect because even when processing is necessary, employees still have the right to be informed. (C) is incorrect because the employer, as the data controller, is responsible for compliance, not the payroll provider. (D) is incorrect because assumptions do not satisfy GDPR’s transparency requirements.
Correct Answer: C Explanation: Recommending that the supervisor privately discuss concerns and offer resources (C) is the best course of action because it ensures a supportive approach without forcing disclosure of a medical condition, aligning with SHRM BoCK’s competency in ethical practice and workplace safety. This also aligns with best practices under the ADA, which encourages open communication and voluntary disclosure without coercion. Monitoring the employee without intervention (A) risks neglecting their well-being and could lead to worsening mental health issues. Requiring a mental health evaluation (B) may violate ADA guidelines unless there is a direct safety concern. Taking no action unless the employee formally requests accommodations (D) ignores the responsibility of HR to create a supportive and compliant workplace.
Correct Answer: B. Notice of wage and hour classification, detailing exempt or non-exempt status. Explanation: The FLSA requires employers to provide clear documentation regarding wage and hour classification, including whether an employee is exempt or non-exempt, and applicable overtime rules (SHRM BoCK: FLSA & Compensation Compliance). (A) This ensures employees understand their rights under federal wage laws. (B) Non-compete agreements are not federally required and are subject to state laws. (C) Performance improvement plans (PIPs) are used for managing underperformance, not onboarding. (D) Confidentiality agreements may be common in certain industries, but they are not legally mandated.
Correct Answer: B. Subtract the training cost from total savings, then divide by the training cost: ($500,000 - $200,000) ÷ $200,000 = 1.5 (150% ROI). Explanation: The correct answer is (B) because the standard ROI formula for training effectiveness is (Total Benefits - Training Costs) ÷ Training Costs × 100. In this case, the calculation is ($500,000 - $200,000) ÷ $200,000 = 1.5 (or 150% ROI). SHRM BoCK emphasizes that ROI should reflect the net gain from training compared to its investment cost. (A) is incorrect because dividing training costs by savings does not provide a meaningful ROI calculation. (C) is incorrect because multiplying the error reduction percentage by training costs does not measure ROI. (D) is incorrect because dividing net benefits by total savings does not follow the correct ROI formula.
Correct Answer: A Explanation: Making CSR participation an optional performance goal (A) is the best approach because it encourages employees to engage in CSR efforts without making it a mandatory job requirement. This approach aligns with HR’s role in promoting ethical business practices while allowing employees to contribute in ways that are meaningful to them. Requiring CSR participation for positive performance reviews (B) forces involvement, which may not be relevant to all roles. Tying CSR involvement directly to compensation and promotions (C) may lead to artificial engagement rather than genuine commitment. Excluding CSR entirely (D) fails to reinforce the organization’s commitment to social responsibility and does not leverage HR’s role in embedding CSR into company culture.
Correct Answer: B. Conducting stay interviews, analyzing exit data, and implementing targeted employee retention initiatives. Explanation: Conducting stay interviews and analyzing exit data (B) helps HR identify the root causes of turnover and develop targeted retention strategies, such as career development opportunities, improved work-life balance policies, and competitive compensation structures. Simply increasing salaries (A) without strategic alignment may not address non-monetary factors contributing to turnover and could create financial strain. Replacing employees with temporary workers (C) may reduce costs in the short term but can lower engagement and institutional knowledge. Allowing managers to handle retention alone (D) without HR support can lead to inconsistent practices and missed opportunities for long-term retention improvements.
Correct Answer: B Explanation: Effective pulse surveys are short, focused, and administered frequently to provide timely insights, making (B) the best option. (A) While open-ended questions are useful, a mix of quantitative and qualitative questions ensures better data collection. (C) Conducting surveys only once a year limits the ability to track changes in engagement levels. (D) Excluding frontline employees from participation ignores critical insights from those directly affected by engagement issues.
Correct Answer: A Explanation: Creating a guiding coalition (A) is the second step in Kotter’s model and involves assembling a diverse team of influential leaders and stakeholders to drive the change initiative. This ensures that multiple perspectives are considered and increases credibility. Relying solely on executive leadership (B) creates a top-down approach that lacks engagement from middle management and employees. Sending an email (C) is ineffective for building momentum, as change requires active leadership, not just communication. A one-time meeting (D) does not provide ongoing leadership or support for change adoption.
Correct Answer: A Explanation: Continuous performance management allows managers to address performance issues and provide coaching throughout the year, preventing surprises during formal evaluations, making (A) the best choice. (B) is incorrect because salary adjustments are not typically made daily; they are based on structured compensation policies. (C) is incorrect because while annual reviews have limitations, they can be valuable when combined with continuous feedback. (D) is incorrect because goal setting and development planning remain essential in performance management.
Correct Answer: B Explanation: A pay difference is legally justified under the EPA if it is based on a factor other than sex, such as a higher level of education that is directly relevant to job duties (B). This qualifies as a legitimate pay differential if the education level provides a measurable business advantage. Pay differences based on tenure (A) may be valid in some cases, but only if the experience provides a demonstrable job-related benefit. Justifying higher salaries based on family responsibilities (C) is discriminatory and violates the EPA. Different departments with different supervisors (D) do not inherently justify a pay difference unless the job roles have substantial duty variations.
Correct Answer: B Explanation: Conducting an investigation (B) is correct because employer-sponsored events are considered extensions of the workplace under employment law, meaning harassment policies still apply. Dismissing the complaint (A) ignores the employer’s responsibility to maintain a harassment-free environment. Asking the employee to resolve the issue informally (C) is inappropriate, especially in cases involving potential harassment. Requiring employees to sign waivers (D) is legally unenforceable, as it does not override federal workplace harassment protections.
Correct Answer: B. Customizing employer branding efforts to reflect local cultural values, employment expectations, and candidate motivations. Explanation: Global employer branding requires localization to resonate with diverse talent pools. Different cultures prioritize different aspects of employment, such as work-life balance, career progression, or stability (SHRM BoCK: Global Talent Strategy). Option A (standardizing branding) may be ineffective in addressing cultural differences. Option C (limiting to English-speaking markets) reduces global reach. Option D (reducing branding investment) ignores the importance of reputation and workplace culture in talent attraction.
Correct Answer: C Explanation: Herzberg’s theory identifies intrinsic motivators such as growth, responsibility, and recognition as key to motivation. (C) Career development and challenging assignments directly enhance job satisfaction. (A) Stricter evaluations address performance but do not motivate employees. (B) Higher pay is a hygiene factor that prevents dissatisfaction but does not create long-term motivation. (D) Improved breakroom facilities address comfort but do not impact intrinsic motivation.
Correct Answer: C Explanation: KPIs should be relevant, measurable, and directly tied to business objectives, making (C) the best option. Tracking the percentage of sales representatives who exceed revenue targets aligns with the organization’s financial goals. (A) The number of networking events attended does not directly measure sales success. (B) Logging customer interactions provides insights but does not indicate performance outcomes. (D) The frequency of team meetings does not correlate with revenue performance.
Correct Answer: A. Increasing recruitment efforts for entry-level nursing roles to build a pipeline of future talent. Explanation: Strategic workforce planning involves anticipating talent shortages and implementing long-term hiring solutions (SHRM BoCK: Talent Acquisition). By expanding recruitment efforts for entry-level nurses, the organization ensures a continuous supply of skilled professionals to replace retirees. Option B (retention bonuses) may delay retirements temporarily, but it does not address the long-term shortage. Option C (internal training for non-clinical staff) is impractical for specialized healthcare roles requiring licensure and medical expertise. Option D (outsourcing) is a short-term fix but does not resolve sustained workforce shortages.
Correct Answer: C. Establish an internal leadership pipeline that includes mentorship programs, leadership training, and stretch assignments for high-potential employees. Explanation: The correct answer is (C) because a strong leadership pipeline requires a combination of mentorship, leadership training, and strategic development assignments to ensure employees gain the necessary experience and skills for future leadership roles. SHRM BoCK emphasizes that succession planning should be proactive and focused on building leadership competencies. (A) is incorrect because while leadership training is important, it should be targeted to high-potential employees rather than applied to all managers indiscriminately. (B) is incorrect because promoting based on tenure alone does not ensure that the individual has the skills or competencies required for leadership. (D) is incorrect because job rotation without a structured leadership development plan does not provide the necessary leadership exposure or skills development.
Correct Answer: B Explanation: HR should review the CBA and consult with union representatives (B) to determine if the schedule change violated the agreement. In unionized workplaces, changes to working conditions must comply with collective bargaining agreements, and failure to do so can result in legal disputes. Enforcing the new schedule (A) without review could lead to unfair labor practice claims. Terminating the manager (C) without first reviewing the agreement is an excessive response. Informing the employee that work schedules are at management’s discretion (D) is incorrect because, in a unionized setting, work conditions must comply with the CBA.
Correct Answer: C Explanation: The best approach is to provide ongoing education and decision-support tools (B) to help employees make informed choices regarding their health benefits, as employees may not fully understand the advantages of HSAs, flexible spending accounts (FSAs), and other wellness offerings. Automatically enrolling employees in the highest deductible plan (A) without their informed consent can lead to dissatisfaction and financial hardship for those who may require lower out-of-pocket costs. Removing HDHPs (C) limits employee choices and ignores the fact that some employees may prefer them due to their lower premiums and tax advantages. Assigning employees to health plans based on salary levels (D) could create legal risks related to discrimination and fairness in benefits offerings.
Correct Answer: B Explanation: The employer should propose alternative solutions, such as unpaid breaks or schedule adjustments, to reach a compromise (B). Collective bargaining involves negotiation, and if management has concerns about operational impact, they should offer alternatives rather than outright rejecting the proposal. Option A is incorrect because break policies are a condition of employment and a permissible subject of bargaining. Option C is incorrect because the demand itself is not an unfair labor practice, and ULP claims should be reserved for illegal actions. Option D is incorrect because ceasing negotiations entirely would be considered bad faith bargaining under the NLRA.
Correct Answer: B Explanation: HR should allow union security agreements in non-right-to-work states while ensuring that union dues are not mandatory in right-to-work states (B). This approach aligns with the legal distinctions between right-to-work and non-right-to-work states, ensuring compliance with state labor laws. Option A is incorrect because right-to-work states prohibit mandatory union membership and fees, so a uniform policy would violate state law. Option C is incorrect because non-right-to-work states allow union security agreements, and eliminating them could conflict with collective bargaining agreements. Option D is incorrect because requiring agency fees in right-to-work states would violate state laws.
Correct Answer: D. Standardizing interview questions and using structured scoring rubrics to reduce bias in candidate evaluation. Explanation: Structured interviews with standardized scoring rubrics help ensure equitable evaluations by reducing bias and making the process objective (SHRM BoCK: DEI in Hiring). Option A (blind resumes) helps reduce bias in initial screening but does not address bias in later hiring stages. Option B (diversity-focused referrals) may unintentionally lead to insular hiring if current employees lack diversity. Option C (neutral job descriptions) is important but does not actively drive equitable hiring practices.
Correct Answer: A. Avoiding strict education or certification requirements unless they are essential for job performance. Explanation: Overly rigid job requirements can exclude qualified candidates who have the necessary skills but lack formal degrees or certifications (SHRM BoCK: Talent Acquisition & Job Design). Option B (industry jargon) may discourage diverse applicants, particularly career changers. Option C (vague terms) does not help candidates understand job expectations. Option D (restricting to internal employees) can limit diversity and prevent fresh perspectives from external hires.
Correct Answer: A. Developing job-related interview questions that align with key competencies for the role. Explanation: Structured interviews require pre-designed, job-related questions that are tied to core competencies, ensuring objectivity and predictive accuracy (SHRM BoCK: Structured Interviews & Hiring Effectiveness). Option B (letting hiring managers create their own questions) reduces consistency and increases bias risk. Option C (hiring based on impression and fit) leads to subjectivity and potential EEOC violations. Option D (full discretion over format) eliminates standardization, reducing legal defensibility in hiring.
Correct Answer: B. Assess employees’ proficiency in regulatory compliance tasks and provide targeted training for those who lack key competencies. Explanation: The correct answer is (B) because competency-based learning programs focus on assessing employees' current skill levels and tailoring training to fill specific gaps, ensuring that employees achieve proficiency in critical compliance tasks. SHRM BoCK highlights the importance of skills assessments in competency-based training to ensure training effectiveness and regulatory compliance. (A) is incorrect because requiring all employees to complete the same training may not address individual competency gaps. (C) is incorrect because self-paced online training without assessments does not ensure employees have acquired the necessary skills. (D) is incorrect because informal peer coaching lacks the structured evaluation and targeted skill development necessary for a competency-based approach.
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